Head Of Compliance

Responsibilities: conduct compliance functions in Asset Management companies or, Mutual Fund Business Knowledge in SEC regulations that related to Asset Management and Mutual Fund business and Anti-money laundering. Conduct or direct the internal investigation of compliance issues. Review internal procedures/process to be comply with laws and relevant regulations. Assess and review in accordance with Compliance Monitoring Audit Program. Assist in the preparation for coordinate and assist in the response to SEC and related regulators examinations as required Internal training to company employee and subordinate Qualifications: Bachelor or higher in Business Administration, Finance, Economics or related fields 3 years of experience in Asset Management / Mutual Fund Skill, SEC or related from securities industry only Good in team player and good communication skills Good command in English (Writing and reading) if can speaking is preferable