CLO Compliance Analyst
Описание от работодателя
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About the Team:
The CLO/CDO Compliance Team is responsible for modeling, reviewing and stress testing compliance models for Collateralized Loan and Collateralized Debt Obligations (CLO/CDO) and similar transactions.
What You Will Be Doing:
The CLO Compliance Analyst is responsible for ensuring models are developed, reviewed, and tested in accordance with transaction documents, to ensure quality standards are achieved.
Transaction management to perform deal modeling responsibilities: Review deal documents to identify potential inconsistencies or interpretational issues
Liaise with deal closing team to communicate and resolve any issues with Collateral Manager, Underwriter and Rating Agencies
Identify and communicate any potential gaps with current system functionality to Director of Analytics and develop requirements for programming staff
Configure and test models to the specifications of the testing and report requirements defined in deal documents following established methods and standards
Perform complete stress-testing of the models and any new functionality developed by the programming staff
Liaise with the Client Services Manager to ensure the data, model and report are complete and meet the client’s expectations
Perform ongoing maintenance and support of the models through the lifecycle of the deal
Work well across business lines to ensure process and procedures are streamlined, while minimizing liability and risk
Perform QC responsibilities, engaging with Trust Account Managers and Senior Analysts to maintain and continually improve an efficient and effective process for verifying the accuracy of compliance models, involving:
Review of compliance models against transaction documents to ensure models are complete
Review of compliance models to ensure they follow established methods and standards
Stress-test models to verify expected results and produced
Communication of results to management and working with modeling analysts to resolve defects
Analysis of QC reviews and usage of data to continually improve overall process through creation of new standards, updating of procedures and communication with team
Track and review team status reports
Monitor and manage workloads and deal allocations
What You Bring:
Bachelor's degree in finance or accounting, related field, or the equivalent combination of
education, training, or work experience
Knowledge of financial markets and understanding of structured finance, securitization, fixed-
income securities
Experience reading/interpreting and calculating compliance tests and guidelines from CLO
indentures
Advanced Excel skills, and high proficiency with Microsoft software
Ability to mitigate risk and identify gaps in process and procedures
Strong analytical, decision-making, problem-solving, team, and time management skills
Knowledge of CLO, CBO, and/or CDO transactions
Experience with CDO Suite or similar CLO administration platform
Added Bonus If You Have:
Experience with Microsoft SQL or other programming languages
What We Offer You:
A career at FIS is more than just a job. It’s the change to shape the future of fintech. At FIS, we offer you:
A voice in the future of fintech
Always-on learning and development
Competitive salary and attractive range of benefits designed to help support your lifestyle and wellbeing (including private healthcare, 27 days of vacation, work from home - 2 days a week, etc.)
Varied and challenging work to help you grow your technical skillset
Privacy Statement
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Sourcing Model
Recruitment at FIS works primarily on a direct sourcing model; a relatively small portion of our hiring is through recruitment agencies. FIS does not accept resumes from recruitment agencies which are not on the preferred supplier list and is not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company.
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