Compliance Manager (Advice)
Описание от работодателя
Our client, an established bank, is looking to recruit an experienced Compliance Manager within their London office, with hybrid working. The manager will work as part of the Compliance Team in delivering practical and clear guidance on how to effectively meet new and existing conduct regulatory requirements, and proactively help to ensure that the bank implements effective systems and controls and to escalate any material issues identified.
Role Responsibilities:
Acting as compliance representative on key business and regulatory projects and initiatives
Providing advice and identifying potential solutions to issues as they arise
Contributing to the development and maintenance of the regulatory and conduct risk frameworks, Compliance Universe, policies and procedures
Contributing to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters facing the business
Qualifications and Experience Required:
Previous experience in a compliance or conduct risk role within the financial service industry
Detailed knowledge of the conduct and regulatory environment
Thorough understating of conduct risk management and promoting good customer outcomes
Detailed working and practical knowledge of the FCA handbooks and their application in practice
Knowledge of retail banking and associated products is desirable
Formal professional compliance qualifications and/or Ce-map 3 qualification are desirable
Please find further job openings from Campion Pickworth at https://campionpickworth.com/vacancies/